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Jefferies LLC - The Big Bad Wolf


Downloads: 26

Pages: 85

Published: 3 months ago

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Book Description

This book is about how this self-proclaimed prominent FINRA broker-dealer and its various culpable employees, officers, directors, and CEO systematically and fraudulently overcharged a customer (ISZO CAPITAL LLC) in fees and costs. How it engaged in unauthorized transactions and misrepresentations, misappropriated customer funds, and ultimately took de facto control over the customer’s Account in connection with worthless, non-existent “securities.”

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