Two Treatises of Government by John Locke. - HTML preview

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anarchy as to affirm.

(*At the first, when some certain kind of regiment was once appointed,

it may be that nothing was then farther thought upon for the manner of

goveming, but all permitted unto their wisdom and discretion, which were

to rule, till by experience they found this for all parts very

inconvenient, so as the thing which they had devised for a remedy, did

indeed but increase the sore, which it should have cured. They saw, that

to live by one man's will, became the cause of all men's misery. This

constrained them to come unto laws, wherein all men might see their duty

beforehand, and know the penalties of transgressing them. Hooker's Eccl.

Pol. l. i. sect. 10.)

(**Civil law being the act of the whole body politic, doth therefore

over-rule each several part of the same body. Hooker, ibid.)

CHAPTER. VIII.

OF THE BEGINNING OF POLITICAL SOCIETIES.

Sect. 95. MEN being, as has been said, by nature, all free, equal, and

independent, no one can be put out of this estate, and subjected to the

political power of another, without his own consent. The only way

whereby any one divests himself of his natural liberty, and puts on the

bonds of civil society, is by agreeing with other men to join and unite

into a community for their comfortable, safe, and peaceable living one

amongst another, in a secure enjoyment of their properties, and a

greater security against any, that are not of it. This any number of men

may do, because it injures not the freedom of the rest; they are left as

they were in the liberty of the state of nature. When any number of men

have so consented to make one community or government, they are thereby

presently incorporated, and make one body politic, wherein the majority

have a right to act and conclude the rest.

Sect. 96. For when any number of men have, by the consent of every

individual, made a community, they have thereby made that community one

body, with a power to act as one body, which is only by the will and

determination of the majority: for that which acts any community, being

only the consent of the individuals of it, and it being necessary to

that which is one body to move one way; it is necessary the body should

move that way whither the greater force carries it, which is the consent

of the majority: or else it is impossible it should act or continue one

body, one community, which the consent of every individual that united

into it, agreed that it should; and so every one is bound by that

consent to be concluded by the majority. And therefore we see, that in

assemblies, impowered to act by positive laws, where no number is set by

that positive law which impowers them, the act of the majority passes

for the act of the whole, and of course determines, as having, by the

law of nature and reason, the power of the whole.

Sect. 97. And thus every man, by consenting with others to make one body

politic under one government, puts himself under an obligation, to every

one of that society, to submit to the determination of the majority, and

to be concluded by it; or else this original compact, whereby he with

others incorporates into one society, would signify nothing, and be no

compact, if he be left free, and under no other ties than he was in

before in the state of nature. For what appearance would there be of any

compact? what new engagement if he were no farther tied by any decrees

of the society, than he himself thought fit, and did actually consent

to? This would be still as great a liberty, as he himself had before his

compact, or any one else in the state of nature hath, who may submit

himself, and consent to any acts of it if he thinks fit.

Sect. 98. For if the consent of the majority shall not, in reason, be

received as the act of the whole, and conclude every individual; nothing

but the consent of every individual can make any thing to be the act of

the whole: but such a consent is next to impossible ever to be had, if

we consider the infirmities of health, and avocations of business, which

in a number, though much less than that of a commonwealth, will

necessarily keep many away from the public assembly. To which if we add

the variety of opinions, and contrariety of interests, which unavoidably

happen in all collections of men, the coming into society upon such

terms would be only like Cato's coming into the theatre, only to go out

again. Such a constitution as this would make the mighty Leviathan of a

shorter duration, than the feeblest creatures, and not let it outlast

the day it was born in: which cannot be supposed, till we can think,

that rational creatures should desire and constitute societies only to

be dissolved: for where the majority cannot conclude the rest, there

they cannot act as one body, and consequently will be immediately

dissolved again.

Sect. 99. Whosoever therefore out of a state of nature unite into a

community, must be understood to give up all the power, necessary to the

ends for which they unite into society, to the majority of the

community, unless they expresly agreed in any number greater than the

majority. And this is done by barely agreeing to unite into one

political society, which is all the compact that is, or needs be,

between the individuals, that enter into, or make up a commonwealth. And

thus that, which begins and actually constitutes any political society,

is nothing but the consent of any number of freemen capable of a

majority to unite and incorporate into such a society.

And this is that,

and that only, which did, or could give beginning to any lawful

government in the world.

Sect. 100. To this I find two objections made. First, That there are no

instances to be found in story, of a company of men independent, and

equal one amongst another, that met together, and in this way began and

set up a government.

Secondly, It is impossible of right, that men should do so, because all

men being born under government, they are to submit to that, and are not

at liberty to begin a new one.

Sect. 101. To the first there is this to answer, That it is not at all

to be wondered, that history gives us but a very little account of men,

that lived together in the state of nature. The inconveniences of that

condition, and the love and want of society, no sooner brought any

number of them together, but they presently united and incorporated, if

they designed to continue together. And if we may not suppose men ever

to have been in the state of nature, because we hear not much of them in

such a state, we may as well suppose the armies of Salmanasser or Xerxes

were never children, because we hear little of them, till they were men,

and imbodied in armies. Government is every where antecedent to records,

and letters seldom come in amongst a people till a long continuation of

civil society has, by other more necessary arts, provided for their

safety, ease, and plenty: and then they begin to look after the history

of their founders, and search into their original, when they have

outlived the memory of it: for it is with commonwealths as with

particular persons, they are commonly ignorant of their own births and

infancies: and if they know any thing of their original, they are

beholden for it, to the accidental records that others have kept of it.

And those that we have, of the beginning of any polities in the world,

excepting that of the Jews, where God himself immediately interposed,

and which favours not at all paternal dominion, are all either plain

instances of such a beginning as I have mentioned, or at least have

manifest footsteps of it.

Sect. 102. He must shew a strange inclination to deny evident matter of

fact, when it agrees not with his hypothesis, who will not allow, that

shew a strange inclination to deny evident matter of fact, when it

agrees not with his hypothesis, who will not allow, that the beginning

of Rome and Venice were by the uniting together of several men free and

independent one of another, amongst whom there was no natural

superiority or subjection. And if Josephus Acosta's word may be taken,

he tells us, that in many parts of America there was no government at

all.

There are great and apparent conjectures, says he, that these men,

speaking of those of Peru, for a long time had neither kings nor

commonwealths, but lived in troops, as they do this day in Florida, the

Cheriquanas, those of Brazil, and many other nations, which have no

certain kings, but as occasion is offered, in peace or war, they choose

their captains as they please, 1. i. c. 25.

If it be said, that every man there was born subject to his father, or

the head of his family; that the subjection due from a child to a father

took not away his freedom of uniting into what political society he

thought fit, has been already proved. But be that as it will, these men,

it is evident, were actually free; and whatever superiority some

politicians now would place in any of them, they themselves claimed it

not, but by consent were all equal, till by the same consent they set

rulers over themselves. So that their politic societies all began from a

voluntary union, and the mutual agreement of men freely acting in the

choice of their governors, and forms of government.

Sect. 103. And I hope those who went away from Sparta with Palantus,

mentioned by Justin, 1. iii. c. 4. will be allowed to have been freemen

independent one of another, and to have set up a government over

themselves, by their own consent. Thus I have given several examples,

out of history, of people free and in the state of nature, that being

met together incorporated and began a commonwealth. And if the want of

such instances be an argument to prove that government were not, nor

could not be so begun, I suppose the contenders for paternal empire were

better let it alone, than urge it against natural liberty: for if they

can give so many instances, out of history, of governments begun upon

paternal right, I think (though at best an argument from what has been,

to what should of right be, has no great force) one might, without any

great danger, yield them the cause. But if I might advise them in the

case, they would do well not to search too much into the original of

governments, as they have begun de facto, lest they should find, at the

foundation of most of them, something very little favourable to the

design they promote, and such a power as they contend for.

Sect. 104. But to conclude, reason being plain on our side, that men are

naturally free, and the examples of history shewing, that the

governments of the world, that were begun in peace, had their beginning

laid on that foundation, and were made by the consent of the people;

there can be little room for doubt, either where the right is, or what

has been the opinion, or practice of mankind, about the first erecting

of governments.

Sect. 105. I will not deny, that if we look back as far as history will

direct us, towards the original of commonwealths, we shall generally

find them under the government and administration of one man. And I am

also apt to believe, that where a family was numerous enough to subsist

by itself, and continued entire together, without mixing with others, as

it often happens, where there is much land, and few people, the

government commonly began in the father: for the father having, by the

law of nature, the same power with every man else to punish, as he

thought fit, any offences against that law, might thereby punish his

transgressing children, even when they were men, and out of their

pupilage; and they were very likely to submit to his punishment, and all

join with him against the offender, in their turns, giving him thereby

power to execute his sentence against any transgression, and so in

effect make him the law-maker, and governor over all that remained in

conjunction with his family. He was fittest to be trusted; paternal

affection secured their property and interest under his care; and the

custom of obeying him, in their childhood, made it easier to submit to

him, rather than to any other. If therefore they must have one to rule

them, as government is hardly to be avoided amongst men that live

together; who so likely to be the man as he that was their common

father; unless negligence, cruelty, or any other defect of mind or body

made him unfit for it? But when either the father died, and left his

next heir, for want of age, wisdom, courage, or any other qualities,

less fit for rule; or where several families met, and consented to

continue together; there, it is not to be doubted, but they used their

natural freedom, to set up him, whom they judged the ablest, and most

likely, to rule well over them. Conformable hereunto we find the people

of America, who (living out of the reach of the conquering swords, and

spreading domination of the two great empires of Peru and Mexico)

enjoyed their own natural freedom, though, caeteris paribus, they

commonly prefer the heir of their deceased king; yet if they find him

any way weak, or uncapable, they pass him by, and set up the stoutest

and bravest man for their ruler.

Sect. 106. Thus, though looking back as far as records give us any

account of peopling the world, and the history of nations, we commonly

find the government to be in one hand; yet it destroys not that which I

affirm, viz. that the beginning of politic society depends upon the

consent of the individuals, to join into, and make one society; who,

when they are thus incorporated, might set up what form of government

they thought fit. But this having given occasion to men to mistake, and

think, that by nature government was monarchical, and belonged to the

father, it may not be amiss here to consider, why people in the

beginning generally pitched upon this form, which though perhaps the

father's pre-eminency might, in the first institution of some

commonwealths, give a rise to, and place in the beginning, the power in

one hand; yet it is plain that the reason, that continued the form of

government in a single person, was not any regard, or respect to

paternal authority; since all petty monarchies, that is, almost all

monarchies, near their original, have been commonly, at least upon

occasion, elective.

Sect. 107. First then, in the beginning of things, the father's

government of the childhood of those sprung from him, having accustomed

them to the rule of one man, and taught them that where it was exercised

with care and skill, with affection and love to those under it, it was

sufficient to procure and preserve to men all the political happiness

they sought for in society. It was no wonder that they should pitch

upon, and naturally run into that form of government, which from their

infancy they had been all accustomed to; and which, by experience, they

had found both easy and safe. To which, if we add, that monarchy being

simple, and most obvious to men, whom neither experience had instructed

in forms of government, nor the ambition or insolence of empire had

taught to beware of the encroachments of prerogative, or the

inconveniences of absolute power, which monarchy in succession was apt

to lay claim to, and bring upon them, it was not at all strange, that

they should not much trouble themselves to think of methods of

restraining any exorbitances of those to whom they had given the

authority over them, and of balancing the power of government, by

placing several parts of it in different hands. They had neither felt

the oppression of tyrannical dominion, nor did the fashion of the age,

nor their possessions, or way of living, (which afforded little matter

for covetousness or ambition) give them any reason to apprehend or

provide against it; and therefore it is no wonder they put themselves

into such a frame of government, as was not only, as I said, most

obvious and simple, but also best suited to their present state and

condition; which stood more in need of defence against foreign invasions

and injuries, than of multiplicity of laws. The equality of a simple

poor way of living, confining their desires within the narrow bounds of

each man's small property, made few controversies, and so no need of

many laws to decide them, or variety of officers to superintend the

process, or look after the execution of justice, where there were but

few trespasses, and few offenders. Since then those, who like one

another so well as to join into society, cannot but be supposed to have

some acquaintance and friendship together, and some trust one in

another; they could not but have greater apprehensions of others, than

of one another: and therefore their first care and thought cannot but be

supposed to be, how to secure themselves against foreign force. It was

natural for them to put themselves under a frame of government which

might best serve to that end, and chuse the wisest and bravest man to

conduct them in their wars, and lead them out against their enemies, and

in this chiefly be their ruler.

Sect. 108. Thus we see, that the kings of the Indians in America, which

is still a pattern of the first ages in Asia and Europe, whilst the

inhabitants were too few for the country, and want of people and money

gave men no temptation to enlarge their possessions of land, or contest

for wider extent of ground, are little more than generals of their

armies; and though they command absolutely in war, yet at home and in

time of peace they exercise very little dominion, and have but a very

moderate sovereignty, the resolutions of peace and war being ordinarily

either in the people, or in a council. Tho' the war itself, which admits

not of plurality of governors, naturally devolves the command into the

king's sole authority.

Sect. 109. And thus in Israel itself, the chief business of their

judges, and first kings, seems to have been to be captains in war, and

leaders of their armies; which (besides what is signified by going out

and in before the people, which was, to march forth to war, and home

again in the heads of their forces) appears plainly in the story of

lephtha. The Ammonites making war upon Israel, the Gileadites in fear

send to lephtha, a bastard of their family whom they had cast off, and

article with him, if he will assist them against the Ammonites, to make

him their ruler; which they do in these words, And the people made him

head and captain over them, Judg. xi, ii. which was, as it seems, all

one as to be judge. And he judged Israel, judg. xii. 7.

that is, was

their captain-general six years. So when lotham upbraids the Shechemites

with the obligation they had to Gideon, who had been their judge and

ruler, he tells them, He fought for you, and adventured his life far,

and delivered you out of the hands of Midian, Judg. ix.

17. Nothing

mentioned of him but what he did as a general: and indeed that is all is

found in his history, or in any of the rest of the judges. And Abimelech

particularly is called king, though at most he was but their general.

And when, being weary of the ill conduct of Samuel's sons, the children

of Israel desired a king, like all the nations to judge them, and to go

out before them, and to fight their battles, I. Sam viii. 20. God

granting their desire, says to Samuel, I will send thee a man, and thou

shalt anoint him to be captain over my people Israel, that he may save

my people out of the hands of the Philistines, ix. 16.

As if the only

business of a king had been to lead out their armies, and fight in their

defence; and accordingly at his inauguration pouring a vial of oil upon

him, declares to Saul, that the Lord had anointed him to be captain over

his inheritance, x. 1. And therefore those, who after Saul's being

solemnly chosen and saluted king by the tribes at Mispah, were unwilling

to have him their king, made no other objection but this, How shall this

man save us? v. 27. as if they should have said, this man is unfit to be

our king, not having skill and conduct enough in war, to be able to

defend us. And when God resolved to transfer the government to David, it

is in these words, But now thy kingdom shall not continue: the Lord hath

sought him a man after his own heart, and the Lord hath commanded him to

be captain over his people, xiii. 14. As if the whole kingly authority

were nothing else but to be their general: and therefore the tribes who

had stuck to Saul's family, and opposed David's reign, when they came to

Hebron with terms of submission to him, they tell him, amongst other

arguments they had to submit to him as to their king, that he was in

effect their king in Saul's time, and therefore they had no reason but

to receive him as their king now. Also (say they) in time past, when

Saul was king over us, thou wast he that reddest out and broughtest in

Israel, and the Lord said unto thee, Thou shalt feed my people Israel,

and thou shalt be a captain over Israel.

Sect. 110. Thus, whether a family by degrees grew up into a

commonwealth, and the fatherly authority being continued on to the

elder son, every one in his turn growing up under it, tacitly submitted

to it, and the easiness and equality of it not offending any one, every

one acquiesced, till time seemed to have confirmed it, and settled a

right of succession by prescription: or whether several families, or the

descendants of several families, whom chance, neighbourhood, or business

brought together, uniting into society, the need of a general, whose

conduct might defend them against their enemies in war, and the great

confidence the innocence and sincerity of that poor but virtuous age,

(such as are almost all those which begin governments, that ever come to

last in the world) gave men one of another, made the first beginners of

commonwealths generally put the rule into one man's hand, without any

other express limitation or restraint, but what the nature of the thing,

and the end of government required: which ever of those it was that at

first put the rule into the hands of a single person, certain it is no

body was intrusted with it but for the public good and safety, and to

those ends, in the infancies of commonwealths, those who had it commonly

used it. And unless they had done so, young societies could not have

subsisted; without such nursing fathers tender and careful of the public

weal, all governments would have sunk under the weakness and infirmities

of their infancy, and the prince and the people had soon perished

together.

Sect. 111. But though the golden age (before vain ambition, and amor

sceleratus habendi, evil concupiscence, had corrupted men's minds into a

mistake of true power and honour) had more virtue, and consequently

better governors, as well as less vicious subjects, and there was then

no stretching prerogative on the one side, to oppress the people; nor

consequently on the other, any dispute about privilege, to lessen or

restrain the power of the magistrate, and so no contest betwixt rulers

and people about governors or government: yet, when ambition and luxury

in future ages* would retain and increase the power, without doing the

business for which it was given; and aided by flattery, taught princes

to have distinct and separate interests from their people, men found it

necessary to examine more carefully the original and rights