An Essay Concerning Human Understanding by John Locke - HTML preview

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Chapter I

Of Ideas in general, and their Original

1. Idea is the object of thinking. Every man being conscious to himself that he thinks; and that which

his mind is applied about whilst thinking being the ideas that are there, it is past doubt that men

have in their minds several ideas,--such as are those expressed by the words whiteness, hardness,

sweetness, thinking, motion, man, elephant, army, drunkenness, and others: it is in the first place

then to be inquired, How he comes by them?

I know it is a received doctrine, that men have native ideas, and original characters, stamped upon

their minds in their very first being. This opinion I have at large examined already; and, I suppose

what I have said in the foregoing Book will be much more easily admitted, when I have shown

whence the understanding may get all the ideas it has; and by what ways and degrees they may

come into the mind;--for which I shall appeal to every one's own observation and experience.

2. All ideas come from sensation or reflection. Let us then suppose the mind to be, as we say, white

paper, void of all characters, without any ideas:--How comes it to be furnished? Whence comes it by

that vast store which the busy and boundless fancy of man has painted on it with an almost endless

variety? Whence has it all the materials of reason and knowledge? To this I answer, in one word,

from Experience. In that all our knowledge is founded; and from that it ultimately derives itself. Our

observation employed either, about external sensible objects, or about the internal operations of our

minds perceived and reflected on by ourselves, is that which supplies our understandings with all

the materials of thinking. These two are the fountains of knowledge, from whence all the ideas we

have, or can naturally have, do spring.

3. The objects of sensation one source of ideas. First, our Senses, conversant about particular

sensible objects, do convey into the mind several distinct perceptions of things, according to those

various ways wherein those objects do affect them. And thus we come by those ideas we have of

yellow, white, heat, cold, soft, hard, bitter, sweet, and al those which we call sensible qualities;

which when I say the senses convey into the mind, I mean, they from external objects convey into

the mind what produces there those perceptions. This great source of most of the ideas we have,

depending wholly upon our senses, and derived by them to the understanding, I call Sensation.

4. The operations of our minds, the other source of them. Secondly, the other fountain from which

experience furnisheth the understanding with ideas is,--the perception of the operations of our own

mind within us, as it is employed about the ideas it has got;--which operations, when the soul comes

to reflect on and consider, do furnish the understanding with another set of ideas, which could not

be had from things without. And such are perception, thinking, doubting, believing, reasoning,

knowing, willing, and all the different actings of our own minds;--which we being conscious of, and

observing in ourselves, do from these receive into our understandings as distinct ideas as we do

from bodies affecting our senses. This source of ideas every man has wholly in himself; and though

it be not sense, as having nothing to do with external objects, yet it is very like it, and might properly

enough be called internal sense. But as I call the other Sensation, so I Call this Reflection, the ideas

it affords being such only as the mind gets by reflecting on its own operations within itself. By

reflection then, in the following part of this discourse, I would be understood to mean, that notice

which the mind takes of its own operations, and the manner of them, by reason whereof there come

to be ideas of these operations in the understanding. These two, I say, viz., external material things,

as the objects of Sensation, and the operations of our own minds within, as the objects of

Reflection, are to me the only originals from whence all our ideas take their beginnings. The term

operations here I use in a large sense, as comprehending not barely the actions of the mind about

its ideas, but some sort of passions arising sometimes from them, such as is the satisfaction or

uneasiness arising from any thought.

5. All our ideas are of the one or the other of these. The understanding seems to me not to have the

least glimmering of any ideas which it doth not receive from one of these two. External objects

furnish the mind with the ideas of sensible qualities, which are all those different perceptions they

produce in us; and the mind furnishes the understanding with ideas of its own operations.

These, when we have taken a full survey of them, and their several modes, combinations, and

relations, we shall find to contain all our whole stock of ideas; and that we have nothing in our minds

which did not come in one of these two ways. Let any one examine his own thoughts, and

thoroughly search into his understanding; and then let him tell me, whether all the original ideas he

has there, are any other than of the objects of his senses, or of the operations of his mind,

considered as objects of his reflection. And how great a mass of knowledge soever he imagines to

be lodged there, he will, upon taking a strict view, see that he has not any idea in his mind but what

one of these two have imprinted;--though perhaps, with infinite variety compounded and enlarged by

the understanding, as we shall see hereafter.

6. Observable in children. He that attentively considers the state of a child, at his first coming into

the world, will have little reason to think him stored with plenty of ideas, that are to be the matter of

his future knowledge. It is by degrees he comes to be furnished with them. And though the ideas of

obvious and familiar qualities imprint themselves before the memory begins to keep a register of

time or order, yet it is often so late before some unusual qualities come in the way, that there are

few men that cannot recollect the beginning of their acquaintance with them. And if it were worth

while, no doubt a child might be so ordered as to have but a very few, even of the ordinary ideas, till

he were grown up to a man. But all that are born into the world, being surrounded with bodies that

perpetually and diversely affect them, variety of ideas, whether care be taken of it or not, are

imprinted on the minds of children. Light and colours are busy at hand everywhere, when the eye is

but open; sounds and some tangible qualities fail not to solicit their proper senses, and force an

entrance to the mind;--but yet, I think, it will be granted easily, that if a child were kept in a place

where he never saw any other but black and white till he were a man, he would have no more ideas

of scarlet or green, than he that from his childhood never tasted an oyster, or a pine-apple, has of

those particular relishes.

7. Men are differently furnished with these, according to the different objects they converse with.

Men then come to be furnished with fewer or more simple ideas from without, according as the

objects they converse with afford greater or less variety; and from the operations of their minds

within, according as they more or less reflect on them. For, though he that contemplates the

operations of his mind, cannot but have plain and clear ideas of them; yet, unless he turn his

thoughts that way, and considers them attentively, he will no more have clear and distinct ideas of

all the operations of his mind, and all that may be observed therein, than he will have all the

particular ideas of any landscape, or of the parts and motions of a clock, who will not turn his eyes to

it, and with attention heed all the parts of it. The picture, or clock may be so placed, that they may

come in his way every day; but yet he will have but a confused idea of all the parts they are made up

of, till he applies himself with attention, to consider them each in particular.

8. Ideas of reflection later, because they need attention. And hence we see the reason why it is

pretty late before most children get ideas of the operations of their own minds; and some have not

any very clear or perfect ideas of the greatest part of them all their lives. Because, though they pass

there continually, yet, like floating visions, they make not deep impressions enough to leave in their

mind clear, distinct, lasting ideas, till the understanding turns inward upon itself, reflects on its own

operations, and makes them the objects of its own contemplation. Children when they come first

into it, are surrounded with a world of new things, which, by a constant solicitation of their senses,

draw the mind constantly to them; forward to take notice of new, and apt to be delighted with the

variety of changing objects. Thus the first years are usually employed and diverted in looking

abroad. Men's business in them is to acquaint themselves with what is to be found without; and so

growing up in a constant attention to outward sensations, seldom make any considerable reflection

on what passes within them, till they come to be of riper years; and some scarce ever at all.

9. The soul begins to have ideas when it begins to perceive. To ask, at what time a man has first

any ideas, is to ask, when he begins to perceive;--having ideas, and perception, being the same

thing. I know it is an opinion, that the soul always thinks, and that it has the actual perception of

ideas in itself constantly, as long as it exists; and that actual thinking is as inseparable from the soul

as actual extension is from the body; which if true, to inquire after the beginning of a man's ideas is

the same as to inquire after the beginning of his soul. For, by this account, soul and its ideas, as

body and its extension, will begin to exist both at the same time.

10. The soul thinks not always; for this wants proofs. But whether the soul be supposed to exist

antecedent to, or coeval with, or some time after the first rudiments of organization, or the

beginnings of life in the body, I leave to be disputed by those who have better thought of that matter.

I confess myself to have one of those dull souls, that doth not perceive itself always to contemplate

ideas; nor can conceive it any more necessary for the soul always to think, than for the body always

to move: the perception of ideas being (as I conceive) to the soul, what motion is to the body; not its

essence, but one of its operations. And therefore, though thinking be supposed never so much the

proper action of the soul, yet it is not necessary to suppose that it should be always thinking, always

in action. That, perhaps, is the privilege of the infinite Author and Preserver of all things, who "never

slumbers nor sleeps;" but is not competent to any finite being, at least not to the soul of man. We

know certainly, by experience, that we sometimes think; and thence draw this infallible

consequence,--that there is something in us that has a power to think. But whether that substance

perpetually thinks or no, we can be no further assured than experience informs us. For, to say that

actual thinking is essential to the soul, and inseparable from it, is to beg what is in question, and not

to prove it by reason;--which is necessary to be done, if it be not a self-evident proposition. But

whether this, "That the soul always thinks," be a self-evident proposition, that everybody assents to

at first hearing, I appeal to mankind. It is doubted whether I thought at all last night or no. The

question being about a matter of fact, it is begging it to bring, as a proof for it, an hypothesis, which

is the very thing in dispute: by which way one may prove anything, and it is but supposing that all

watches, whilst the balance beats, think, and it is sufficiently proved, and past doubt, that my watch

thought all last night. But he that would not deceive himself, ought to build his hypothesis on matter

of fact, and make it out by sensible experience, and not presume on matter of fact, because of his

hypothesis, that is, because he supposes it to be so; which way of proving amounts to this, that I

must necessarily think all last night, because another supposes I always think, though I myself

cannot perceive that I always do so.

But men in love with their opinions may not only suppose what is in question, but allege wrong

matter of fact. How else could any one make it an inference of mine, that a thing is not, because we

are not sensible of it in our sleep? I do not say there is no soul in a man, because he is not sensible

of it in his sleep; but I do say, he cannot think at any time, waking or sleeping: without being sensible

of it. Our being sensible of it is not necessary to anything but to our thoughts; and to them it is; and

to them it always will be necessary, till we can think without being conscious of it.

11. It is not always conscious of it. I grant that the soul, in a waking man, is never without thought,

because it is the condition of being awake. But whether sleeping without dreaming be not an

affection of the whole man, mind as well as body, may be worth a waking man's consideration; it

being hard to conceive that anything should think and not be conscious of it. If the soul doth think in

a sleeping man without being conscious of it, I ask whether, during such thinking, it has any

pleasure or pain, or be capable of happiness or misery? I am sure the man is not; no more than the

bed or earth he lies on. For to be happy or miserable without being conscious of it, seems to me

utterly inconsistent and impossible. Or if it be possible that the soul can, whilst the body is sleeping,

have its thinking, enjoyments, and concerns, its pleasures or pain, apart, which the man is not

conscious of nor partakes in,--it is certain that Socrates asleep and Socrates awake is not the same

person; but his soul when he sleeps, and Socrates the man, consisting of body and soul, when he is

waking, are two persons: since waking Socrates has no knowledge of, or concernment for that

happiness or misery of his soul, which it enjoys alone by itself whilst he sleeps, without perceiving

anything of it; no more than he has for the happiness or misery of a man in the Indies, whom he

knows not. For, if we take wholly away all consciousness of our actions and sensations, especially

of pleasure and pain, and the concernment that accompanies it, it will be hard to know wherein to

place personal identity.

12. If a sleeping man thinks without knowing it, the sleeping and waking man are two persons. The

soul, during sound sleep, thinks, say these men. Whilst it thinks and perceives, it is capable

certainly of those of delight or trouble, as well as any other perceptions; and it must necessarily be

conscious of its own perceptions. But it has all this apart: the sleeping man, it is plain, is conscious

of nothing of all this. Let us suppose, then, the soul of Castor, while he is sleeping, retired from his

body; which is no impossible supposition for the men I have here to do with, who so liberally allow

life, without a thinking soul, to all other animals. These men cannot then judge it impossible, or a

contradiction, that the body should live without the soul; nor that the soul should subsist and think, or

have perception, even perception of happiness or misery, without the body. Let us then, I say,

suppose the soul of Castor separated during his sleep from his body, to think apart. Let us suppose,

too, that it chooses for its scene of thinking the body of another man, v.g. Pollux, who is sleeping

without a soul. For, if Castor's soul can think, whilst Castor is asleep, what Castor is never

conscious of, it is no matter what place it chooses to think in. We have here, then, the bodies of two

men with only one soul between them, which we will suppose to sleep and wake by turns; and the

soul still thinking in the waking man, whereof the sleeping man is never conscious, has never the

least perception. I ask, then, whether Castor and Pollux, thus with only one soul between them,

which thinks and perceives in one what the other is never conscious of, nor is concerned for, are not

two as distinct persons as Castor and Hercules, or as Socrates and Plato were? And whether one of

them might not be very happy, and the other very miserable? Just by the same reason, they make

the soul and the man two persons, who make the soul think apart what the man is not conscious of.

For, I suppose nobody will make identity of persons to consist in the soul's being united to the very

same numercial particles of matter. For if that be necessary to identity, it will be impossible, in that

constant flux of the particles of our bodies, that any man should be the same person two days, or

two moments, together.

13. Impossible to convince those that sleep without dreaming, that they think. Thus, methinks, every

drowsy nod shakes their doctrine, who teach that the soul is always thinking. Those, at least, who

do at any time sleep without dreaming, can never be convinced that their thoughts are sometimes

for four hours busy without their knowing of it; and if they are taken in the very act, waked in the

middle of that sleeping contemplation, can give no manner of account of it.

14. That men dream without remembering it, in vain urged. It will perhaps be said,--That the soul

thinks even in the soundest sleep, but the memory retains it not. That the soul in a sleeping man

should be this moment busy a thinking, and the next moment in a waking man not remember nor be

able to recollect one jot of all those thoughts, is very hard to be conceived, and would need some

better proof than bare assertion to make it be believed. For who can without any more ado, but

being barely told so, imagine that the greatest part of men do, during all their lives, for several hours

every day, think of something, which if they were asked, even in the middle of these thoughts, they

could remember nothing at all of? Most men, I think, pass a great part of their sleep without

dreaming. I once knew a man that was bred a scholar, and had no bad memory, who told me he

had never dreamed in his life, till he had that fever he was then newly recovered of, which was

about the five or six and twentieth year of his age. I suppose the world affords more such instances:

at least every one's acquaintance will furnish him with examples enough of such as pass most of

their nights without dreaming.

15. Upon this hypothesis, the thoughts of a sleeping man ought to be most rational. To think often,

and never to retain it so much as one moment, is a very useless sort of thinking; and the soul, in

such a state of thinking, does very little, if at all, excel that of a looking-glass, which constantly

receives variety of images, or ideas, but retains none; they disappear and vanish, and there remain

no footsteps of them; the looking-glass is never the better for such ideas, nor the soul for such

thoughts. Perhaps it will be said, that in a waking man the materials of the body are employed, and

made use of, in thinking; and that the memory of thoughts is retained by the impressions that are

made on the brain, and the traces there left after such thinking; but that in the thinking of the soul,

which is not perceived in a sleeping man, there the soul thinks apart, and making no use of the

organs of the body, leaves no impressions on it, and consequently no memory of such thoughts. Not

to mention again the absurdity of two distinct persons, which follows from this supposition, I answer,

further,--That whatever ideas the mind can receive and contemplate without the help of the body, it

is reasonable to conclude it can retain without the help of the body too; or else the soul, or any

separate spirit, will have but little advantage by thinking. If it has no memory of its own thoughts; if it

cannot lay them up for its own use, and be able to recall them upon occasion; if it cannot reflect

upon what is past, and make use of its former experiences, reasonings, and contemplations, to what

purpose does it think? They who make the soul a thinking thing, at this rate, will not make it a much

more noble being than those do whom they condemn, for allowing it to be nothing but the subtilist

parts of matter. Characters drawn on dust, that the first breath of wind effaces; or impressions made

on a heap of atoms, or animal spirits, are altogether as useful, and render the subject as noble, as

the thoughts of a soul that perish in thinking; that, once out of sight, are gone forever, and leave no

memory of themselves behind them. Nature never makes excellent things for mean or no uses: and

it is hardly to be conceived that our infinitely wise Creator should make so admirable a faculty which

comes nearest the excellency of his own incomprehensible being, to be so idly and uselessly

employed, at least a fourth part of its time here, as to think constantly, without remembering any of

those thoughts, without doing any good to itself or others, or being any way useful to any other part

of the creation, If we will examine it, we shall not find, I suppose, the motion of dull and senseless

matter, any where in the universe, made so little use of and so wholly thrown away.

16. On this hypothesis, the soul must have ideas not derived from sensation or reflection, of which

there is no appearance. It is true, we have sometimes instances of perception whilst we are asleep,

and retain the memory of those thoughts: but how extravagant and incoherent for the most part they

are; how little conformable to the perfection and order of a rational being, those who are acquainted

with dreams need not be told. This I would willingly be satisfied in,--whether the soul, when it thinks

thus apart, and as it were separate from the body, acts less rationally than when conjointly with it, or

no. If its separate thoughts be less rational, then these men must say, that the soul owes the

perfection of rational thinking to the body: if it does not, it is a wonder that our dreams should be, for

the most part, so frivolous and irrational; and that the soul should retain none of its more rational

soliloquies and meditations.

17. If I think when I know it not, nobody else can know it. Those who so confidently tell us that the

soul always actually thinks, I would they would also tell us, what those ideas are that are in the soul

of a child, before or just at the union with the body, before it hath received any by sensation. The

dreams of sleeping men are, as I take it, all made up of the waking man's ideas; though for the most

part oddly put together. It is strange, if the soul has ideas of its own that it derived not from sensation

or reflection, (as it must have, if it thought before it received any impressions from the body,) that it

should never, in its private thinking, (so private, that the man himself perceives it not,) retain any of

them the very moment it wakes out of them, and then make the man glad with new discoveries.

Who can find it reason that the soul should, in its retirement during sleep, have so many hours'

thoughts, and yet never light on any of those ideas it borrowed not from sensation or reflection; or at

least preserve the memory of none but such, which, being occasioned from the body, must needs

be less natural to a spirit? It is strange the soul should never once in a man's whole life recall over

any of its pure native thoughts, and those ideas it had before it borrowed anything from the body;

never bring into the waking man's view any other ideas but what have a tang of the cask, and

manifestly derive their original from that union. If it always thinks, and so had ideas before it was

united, or before it received any from the body, it is not to be supposed but that during sleep it

recollects its native ideas; and during that retirement from communicating with the body, whilst it

thinks by itself, the ideas it is busied about should be, sometimes at least, those more natural and

congenial ones which it had in itself, underived from the body, or its own operations about them:

which, since the waking man never remembers, we must from this hypothesis conclude either that

the soul remembers something that the man does not; or else that memory belongs only to such

ideas as are derived from the body, or the mind's operations about them.

18. How knows any one that the soul always thinks? For if it be not a self-evident proposition, it

needs proof. I would be glad also to learn from these men who so confidently pronounce that the

human soul, or, which is all one, that a man always thinks, how they come to know it; nay, how they

come to know that they themselves think when they themselves do not perceive it. This, I am afraid,

is to be sure without proofs, and to know without perceiving. It is, I suspect, a confused notion, taken

up to serve an hypothesis; and none of those clear truths, that either their own evidence forces us to

admit, or common experience makes it impudence to deny. For the most that can be said of it is,

that it is possible the soul may always think, but not always retain it in memory. And I say, it is as

possible that the soul may not always think; and much more probable that it should sometimes not

think, than that it should often think, and that a long while together, and not be conscious to itself,

the next moment after, that it had thought.

19. "That a man should be busy in thinking, and yet not retain it the next moment," very improbable.

To suppose the soul to think, and the man not to perceive it, is, as has been said, to make two

pers