Jewish History. by Simon Dubnow - HTML preview

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PREFACE TO THE GERMAN TRANSLATION

INTRODUCTORY NOTE

I

THE RANGE OF JEWISH HISTORY

Historical and Unhistorical Peoples Three Groups of Nations

The "Most Historical" People Extent of Jewish History

II

THE CONTENT OF JEWISH HISTORY

Two Periods of Jewish History

The Period of Independence

The Election of the Jewish People

Priests and Prophets

The Babylonian Exile and the Scribes The Dispersion

Jewish History and Universal History Jewish History Characterized

III

THE SIGNIFICANCE OF JEWISH HISTORY

The National Aspect of Jewish History The Historical Consciousness

The National Idea and National Feeling The Universal Aspect of Jewish History An Historical Experiment

A Moral Discipline

Humanitarian Significance of Jewish History Schleiden and George Eliot

IV

THE HISTORICAL SYNTHESIS

Three Primary Periods

Four Composite Periods

V

THE PRIMARY OR BIBLICAL PERIOD

Cosmic Origin of the Jewish Religion Tribal Organization

Egyptian Influence and Experiences Moses

Mosaism a Religious and Moral as well as a Social and Political

System

National Deities

The Prophets and the two Kingdoms

Judaism a Universal Religion

VI

THE SECONDARY OR SPIRITUAL-POLITICAL PERIOD

Growth of National Feeling

Ezra and Nehemiah

The Scribes

Hellenism

The Maccabees

Sadducees, Pharisees, and Essenes

Alexandrian Jews

Christianity

VII

THE TERTIARY TALMUDIC OR NATIONAL-RELIGIOUS

PERIOD

The Isolation of Jewry and Judaism The Mishna

The Talmud

Intellectual Activity in Palestine and Babylonia The Agada and the Midrash

Unification of Judaism

VIII

THE GAONIC PERIOD, OR THE HEGEMONY OF THE ORIENTAL JEWS

(500-980)

The Academies

Islam

Karaism

Beginning of Persecutions in Europe Arabic Civilization in Europe

IX

THE RABBINIC-PHILOSOPHICAL PERIOD, OR THE HEGEMONY OF

THE SPANISH

JEWS (980-1492)

The Spanish Jews

The Arabic-Jewish Renaissance

The Crusades and the Jews

Degradation of the Jews in Christian Europe The Provence

The Lateran Council

The Kabbala

Expulsion from Spain

X

THE RABBINIC-MYSTICAL PERIOD, OR THE HEGEMONY OF THE

GERMAN-POLISH

JEWS (1492-1789)

The Humanists and the Reformation

Palestine an Asylum for Jews

Messianic Belief and Hopes

Holland a Jewish Centre

Poland and the Jews

The Rabbinical Authorities of Poland Isolation of the Polish Jews

Mysticism and the Practical Kabbala Chassidism

Persecutions and Morbid Piety

XI

THE MODERN PERIOD OF ENLIGHTENMENT (THE NINETEENTH

CENTURY)

The French Revolution

The Jewish Middle Ages

Spiritual and Civil Emancipation

The Successors of Mendelssohn

Zunz and the Science of Judaism

The Modern Movements outside of Germany The Jew in Russia

His Regeneration

Anti-Semitism and Judophobia

XII

THE TEACHINGS OF JEWISH HISTORY

Jewry a Spiritual Community

Jewry Indestructible

The Creative Principle of Jewry

The Task of the Future

The Jew and the Nations

The Ultimate Ideal

INTRODUCTORY NOTE

What is Jewish History? In the first place, what does it offer as to

quantity and as to quality? What are its range and content, and what

distinguishes it in these two respects from the history of other

nations? Furthermore, what is the essential meaning, what the spirit,

of Jewish History? Or, to put the question in another way, to what

general results are we led by the aggregate of its facts, considered,

not as a whole, but genetically, as a succession of evolutionary

stages in the consciousness and education of the Jewish people?

If we could find precise answers to these several questions, they

would constitute a characterization of Jewish History as accurate as

is attainable. To present such a characterization succinctly is the

purpose of the following essay.

JEWISH HISTORY

AN ESSAY IN THE PHILOSOPHY OF HISTORY

I

THE RANGE OF JEWISH HISTORY

Le peuple juif n'est pas seulement considérable par son

antiquité, mais il est encore singulier en sa durée, qui a

toujours continué depuis son origine jusqu'à maintenant ...

S'étendant depuis les premiers temps jusqu'aux derniers,

l'histoire des juifs enferme dans sa durée celle de toutes nos

histoires.--PASCAL, _Pensées_, II, 7.

To make clear the range of Jewish history, it is necessary to set down

a few general, elementary definitions by way of introduction.

It has long been recognized that a fundamental difference exists

between historical and unhistorical peoples, a difference growing out

of the fact of the natural inequality between the various elements

composing the human race. Unhistorical is the attribute applied to

peoples that have not yet broken away, or have not departed very far,

from the state of primitive savagery, as, for instance, the barbarous

races of Asia and Africa who were the prehistoric ancestors of the

Europeans, or the obscure, untutored tribes of the present, like the

Tartars and the Kirghiz. Unhistorical peoples, then, are ethnic groups

of all sorts that are bereft of a distinctive, spiritual individuality, and have failed to display normal, independent capacity

for culture. The term historical, on the other hand, is applied to the

nations that have had a conscious, purposeful history of appreciable

duration; that have progressed, stage by stage, in their growth and in

the improvement of their mode and their views of life; that have

demonstrated mental productivity of some sort, and have elaborated

principles of civilization and social life more or less rational;

nations, in short, representing not only zoologic, but also spiritual

types.[2]

[2] "The primitive peoples that change with their environment,

constantly adapting themselves to their habitat and to

external nature, have no history.... Only those nations and

states belong to history which display self-conscious action;

which evince an inner spiritual life by diversified manifestations; and combine into an organic whole what they

receive from without, and what they themselves originate."

(Introduction to Weber's _Allgemeine Weltgeschichte_, i,

pp. 16-18.)

Chronologically considered, these latter nations, of a higher type,

are usually divided into three groups: 1, the most ancient civilized

peoples of the Orient, such as the Chinese, the Hindoos, the

Egyptians, the Chaldeans; 2, the ancient or classic peoples of the

Occident, the Greeks and the Romans; and 3, the modern peoples, the

civilized nations of Europe and America of the present day. The most

ancient peoples of the Orient, standing "at the threshold of history,"

were the first heralds of a religious consciousness and of moral

principles. In hoary antiquity, when most of the representatives of

the human kind were nothing more than a peculiar variety of the class

mammalia, the peoples called the most ancient brought forth recognized

forms of social life and a variety of theories of living of fairly

far-reaching effect. All these culture-bearers of the Orient soon

disappeared from the surface of history. Some (the Chaldeans,

Phoenicians, and Egyptians) were washed away by the flood of time, and

their remnants were absorbed by younger and more vigorous peoples.

Others (the Hindoos and Persians) relapsed into a semi-barbarous

state; and a third class (the Chinese) were arrested in their growth,

and remained fixed in immobility. The best that the antique Orient had

to bequeath in the way of spiritual possessions fell to the share of

the classic nations of the West, the Greeks and the Romans. They

greatly increased the heritage by their own spiritual achievements,

and so produced a much more complex and diversified civilization,

which has served as the substratum for the further development of the

better part of mankind. Even the classic nations had to step aside as

soon as their historical mission was fulfilled. They left the field

free for the younger nations, with greater capability of living, which

at that time had barely worked their way up to the beginnings of a

civilization. One after the other, during the first two centuries of

the Christian era, the members of this European family of nations

appeared in the arena of history. They form the kernel of the

civilized part of mankind at the present day.

Now, if we examine this accepted classification with a view to finding

the place belonging to the Jewish people in the chronological series,

we meet with embarrassing difficulties, and finally arrive at the

conclusion that its history cannot be accommodated within the compass

of the classification. Into which of the three historical groups

mentioned could the Jewish people be put? Are we to call it one of the

most ancient, one of the ancient, or one of the modern nations? It is

evident that it may lay claim to the first description, as well as to

the second and the last. In company with the most ancient nations of

the Orient, the Jewish people stood at the "threshold of history." It

was the contemporary of the earliest civilized nations, the Egyptians

and the Chaldeans. In those remote days it created and spread a

religious world-idea underlying an exalted social and moral system

surpassing everything produced in this sphere by its Oriental

contemporaries. Again, with the classical Greeks and Romans, it forms

the celebrated historical triad universally recognized as the source

of all great systems of civilization. Finally, in fellowship with the

nations of to-day, it leads an historical life, striding onward in the

path of progress without stay or interruption. Deprived of political

independence, it nevertheless continues to fill a place in the world

of thought as a distinctly marked spiritual individuality, as one of

the most active and intelligent forces. How, then, are we to

denominate this omnipresent people, which, from the first moment of

its historical existence up to our days, a period of thirty-five

hundred years, has been developing continuously. In view of this

Methuselah among the nations, whose life is co-extensive with the

whole of history, how are we to dispose of the inevitable barriers

between "the most ancient" and "the ancient," between

"the ancient"

and "the modern" nations--the fateful barriers which form the

milestones on the path of the historical peoples, and which the Jewish

people has more than once overstepped?

A definition of the Jewish people must needs correspond to the

aggregate of the concepts expressed by the three group-names, most

ancient, ancient, and modern. The only description applicable to it is

"the historical nation of all times," a description bringing into

relief the contrast between it and all other nations of modern and

ancient times, whose historical existence either came to an end in

days long past, or began at a date comparatively recent.

And granted

that there are "historical" and "unhistorical" peoples, then it is

beyond dispute that the Jewish people deserves to be called "the most

historical" (_historicissimus_). If the history of the world be

conceived as a circle, then Jewish history occupies the position of

the diameter, the line passing through its centre, and the history of

every other nation is represented by a chord marking off a smaller

segment of the circle. The history of the Jewish people is like an

axis crossing the history of mankind from one of its poles to the

other. As an unbroken thread it runs through the ancient civilization

of Egypt and Mesopotamia, down to the present-day culture of France

and Germany. Its divisions are measured by thousands of years.

Jewish history, then, in its range, or, better, in its duration,

presents an unique phenomenon. It consists of the longest series of

events ever recorded in the annals of a single people.

To sum up its

peculiarity briefly, it embraces a period of thirty-five hundred

years, and in all this vast extent it suffers no interruption. At

every point it is alive, full of sterling content.

Presently we shall

see that in respect to content, too, it is distinguished by

exceptional characteristics.

II

THE CONTENT OF JEWISH HISTORY

From the point of view of content, or qualitative structure, Jewish

history, it is well known, falls into two parts. The dividing point

between the two parts is the moment in which the Jewish state

collapsed irretrievably under the blows of the Roman Empire (70 C.

E.). The first half deals with the vicissitudes of a nation, which,

though frequently at the mercy of stronger nations, still maintained

possession of its territory and government, and was ruled by its own

laws. In the second half, we encounter the history of a people without

a government, more than that, without a land, a people stripped of all

the tangible accompaniments of nationality, and nevertheless

successful in preserving its spiritual unity, its originality,

complete and undiminished.

At first glance, Jewish history during the period of independence

seems to be but slightly different from the history of other nations.

Though not without individual coloring, there are yet the same wars

and intestine disturbances, the same political revolutions and

dynastic quarrels, the same conflicts between the classes of the

people, the same warring between economical interests.

This is only a

surface view of Jewish history. If we pierce to its depths, and

scrutinize the processes that take place in its penetralia, we

perceive that even in the early period there were latent within it

great powers of intellect, universal principles, which, visibly or

invisibly, determined the course of events. We have before us not a

simple political or racial entity, but, to an eminent degree, "a

spiritual people." The national development is based upon an

all-pervasive religious tradition, which lives in the soul of the

people as the Sinaitic Revelation, the Law of Moses.

With this holy

tradition, embracing a luminous theory of life and an explicit code of

morality and social converse, was associated the idea of the election

of the Jewish people, of its peculiar spiritual mission.

"And ye shall

be unto me a kingdom of priests and a holy nation" is the figurative

expression of this ideal calling. It conveys the thought that the

Israelitish people as a whole, without distinction of rank and

regardless of the social prominence of individuals, has been called to

guide the other nations toward sublime moral and religious principles,

and to officiate for them, the laity as it were, in the capacity of

priests. This exalted ideal would never have been reached, if the

development of the Jewish people had lain along hackneyed lines; if,

like the Egyptians and the Chaldeans, it had had an inflexible caste

of priests, who consider the guardianship of the spiritual treasures

of the nation the exclusive privilege of their estate, and strive to

keep the mass of the people in crass ignorance. For a time, something

approaching this condition prevailed among the Jews. The priests

descended from Aaron, with the Temple servants (the Levites), formed a

priestly class, and played the part of authoritative bearers of the

religious tradition. But early, in the very infancy of the nation,

there arose by the side of this official, aristocratic hierarchy, a

far mightier priesthood, a democratic fraternity, seeking to enlighten

the whole nation, and inculcating convictions that make for a

consciously held aim. The Prophets were the real and appointed

executors of the holy command enjoining the "conversion"

of all Jews

into "a kingdom of priests and a holy nation." Their activity cannot

be paralleled in the whole range of the world's history.

They were not

priests, but popular educators and popular teachers.

They were

animated by the desire to instil into every soul a deeply religious

consciousness, to ennoble every heart by moral aspirations, to

indoctrinate every individual with an unequivocal theory of life, to

inspire every member of the nation with lofty ideals.

Their work did

not fail to leave its traces. Slowly but deeply idealism entered into

the very pith and marrow of the national consciousness.

This

consciousness gained in strength and amplitude century by century,

showing itself particularly in the latter part of the first period,

after the crisis known as "the Babylonian Exile." Thanks to the

exertions of the _Soferim_ (Scribes), directed toward the

broadest popularization of the Holy Writings, and constituting the

formal complement to the work of the Prophets, spiritual activity

became an integral part of Jewish national life. In the closing

centuries of its political existence, the Jewish people received its

permanent form. There was imposed upon it the unmistakable hallmark of

spirituality that has always identified it in the throng of the

nations. Out of the bosom of Judaism went forth the religion that in a

short time ran its triumphant course through the whole ancient world,

transforming races of barbarians into civilized beings.

It was the

fulfilment of the Prophetical promise--that the nations would walk in

the light of Israel.

At the very moment when the strength and fertility of the Jewish mind

reached the culminating point, occurred a political revolution--the

period of homeless wandering began. It seemed as though, before

scattering the Jewish people to all ends of the earth, the providence

of history desired to teach it a final lesson, to take with it on its

way. It seemed to say: "Now you may go forth. Your character has been

sufficiently tempered; you can bear the bitterest of hardships. You

are equipped with an inexhaustible store of energy, and you can live

for centuries, yea, for thousands of years, under conditions that

would prove the bane of other nations in less than a single century.

State, territory, army, the external attributes of national power, are

for you superfluous luxury. Go out into the world to prove that a

people can continue to live without these attributes, solely and alone

through strength of spirit welding its widely scattered particles into

one firm organism!"--And the Jewish people went forth and proved it.

This "proof" adduced by Jewry at the cost of eighteen centuries of

privation and suffering, forms the characteristic feature of the

second half of Jewish history, the period of homelessness and

dispersion. Uprooted from its political soil, national life displayed

itself on intellectual fields exclusively. "To think and to suffer"

became the watchword of the Jewish people, not merely because forced

upon it by external circumstances beyond its control, but chiefly

because it was conditioned by the very disposition of the people, by

its national inclinations. The extraordinary mental energy that had

matured the Bible and the old writings in the first period, manifested

itself in the second period in the encyclopedic productions of the

Talmudists, in the religious philosophy of the middle ages, in

Rabbinism, in the Kabbala, in mysticism, and in science.

The spiritual

discipline of the school came to mean for the Jew what military

discipline is for other nations. His remarkable longevity is due, I am

tempted to say, to the acrid spiritual brine in which he was cured. In

its second half, the originality of Jewish history consists indeed, in

the circumstance that it is the only history stripped of every active

political element. There are no diplomatic artifices, no wars, no

campaigns, no unwarranted encroachments backed by armed force upon the

rights of other nations, nothing of all that constitutes the chief

content--the monotonous and for the most part idea-less content--of

many other chapters in the history of the world. Jewish history

presents the chronicle of an ample spiritual life, a gallery of

pictures representing national scenes. Before our eyes passes a long

procession of facts from the fields of intellectual effort, of

morality, religion, and social converse. Finally, the thrilling drama

of Jewish martyrdom is unrolled to our astonished gaze.

If the inner

life and the social and intellectual development of a people form the

kernel of history, and politics and occasional wars are but its

husk,[3] then certainly the history of the Jewish diaspora is all

kernel. In contrast with the history of other nations it describes,

not the accidental deeds of princes and generals, not external pomp

and physical prowess, but the life and development of a whole people.

It gives heartrending expression to the spiritual strivings of a

nation whose brow is resplendent with the thorny crown of martyrdom.

It breathes heroism of mind that conquers bodily pain.

In a word,

Jewish history is history sublimated.[4]

[3] "History, without these (inner, spiritual elements), is a

shell without a kernel; and such is almost all the history

which is extant in the world." (Macaulay, on Mitford's History

of Greece, Collected Works, i, 198, ed. A. and C.

Armstrong

and Son.)

[4] A Jewish historian makes the pregnant remark: "If ever the

time comes when the prophecies of the Jewish seers are

fulfilled, and nation no longer raises the sword against

nation; when the olive leaf instead of the laurel adorns the

brow of the great, and the achievements of noble minds are

familiar to the dwellers in cottages and palaces alike, then

the history of the world wi